The origin of feathers and hair (part 1: skin and scales)

Three clades
developed extra dermal hair-like structures: mammals, dinosaurs (reaching an acme in birds) and pterosaurs. Traditional thinking holds that reptile scales evolved early, along with the origin of the amniotic membrane. Both of these were viewed as adaptations to a non-aquatic, (i.e. ‘dry’) environment. Unfortunately there’s very little evidence for scales in the earliest reptiles (see below). They appear to have lived in a moist coal forest leaf litter environment throughout the Carboniferous.

Basal amniotes
Dhouailly 2009 reports: “The common ancestor of amniotes may have presented both a glandular and a ‘granulated integument’, i.e. an epidermis adorned with a variety of alpha-keratinized bumps, and thus may have presented similarities with the integument of common day terrestrial amphibians. Whereas the glandular quality of the integument was retained and diversified in the mammalian lineage, it was almost completely lost in the sauropsid lineage (non-mammalian amniotes). When the amniote ancestors started to live exclusively on land in the late Carboniferous, they derived from a group of basal
amphibiotic tetrapods, and it is plausible that they evolved a skin barrier similar to that of modern toads to prevent desiccation”

Two dermal proteins
are key to discussions on reptile skin: alpa-keratins and beta-keratins.

Alpha-keratins
Dhouailly 2009 reports: “In all living vertebrates, at least from trout to human, specific types of alpha-keratins characterize the epidermis and corneal epithelium showing a strong homology in the different lineages.In all amniotes, the last supra-basal layers of the epidermis are cornified, meaning they are formed of dead cells filled entirely with alpha-keratin filaments coated with specific amorphous proteins and lipids, providing a barrier to water loss.”

Beta-keratins
Dhouailly 2009 reports: “Only the sauropsids (birds and reptiles) possess an additional capacity for beta-keratin synthesis, an entirely different type of intermediate filament, which appears to result from a phylogenetic innovation that occurred after that of the alpha-keratins.”

Perhaps a correction here: In the large reptile tree there is no clade “Sauropsida.” Rather synapsids are more derived than the basal reptiles that ultimately evolved into the other amniotes. So, if beta-keratins had a single origin, mammals and perhaps their closest ancestors lost the capacity to produce beta-keratins. Phylogenetic bracketing indicates this could have happened at any node between Protorothyris and Megazostrodon.

Scales
When did scales arise? And are lizard scales homologous with those of turtles, crocs, birds, pangolins and opossum tails? Unfortunately fossils of skin and scales are rare.

Carroll and Baird 1972
traced long interwoven ventral ‘scales’ for the basal lepidsosauromorph, Cephalerpeton,  similar to those found in anamniotes like Gephyrostregus watsoni. Carroll and Baird also report, “The skin impressions along the forelimb [of Cephalerpepton] have a slightly pebbly texture—rougher than the limb bones but smoother than the broken surface of the matrix. There is no evidence of discrete scales. An indication of epidermal scales would be expected in this type of preservation, if they were present in the animal.epidermal scales can only be recorded as impressions and this type of preservation is rare and apparently not reported in other Paleozoic reptiles.”

As you’ll recall, reptiles divide at the start into two lineages, the Lepidosauromorpha and the Archosauromorpha.

Lepidosauromorphs 
The most primitive appearance of dermal tissue in the lepidosaurorph line occurs with the scutes of pareiasaurs, Sclerosaurus and basal turtles. These include a bony base. At some point turtles developed scales that covered the face and limbs, but when is not known. My guess is as far back as Stephanospondylus because it was a large and tasty herbivore.

Otherwise nothing on scales appears until  Xianglong, a gliding basal lepidosaurifom (not a squamate). Li et al. 2007 report, “The entire body including the skull is covered with small granular scales, which show little size variation.” Perhaps noteworthy, this is the node at which some short-legged, ground-dwelling flattened owenettids evolved to became large-limbed and arboreal, exposed to the dry air above the damp leaf litter.

Perhaps more misunderstood, those wing spars are actually ossified dermal extensions, as in a sister taxon, Coelurosauravus, not extended ribs, as we carefully considered earlier here and here.

Figure 1. Xianglong, a basal lepidosauriform with dermal extensions, not ribs, with which it used to glide.

Figure 1. Xianglong, a basal lepidosauriform with dermal extensions, not ribs, with which it used to glide.

Then there’s Sphenodon, an extant basal lepidosaur with a variety of large and small scales, some were overlapping and others were not. Basalmost sphenodontids, like Pleurosaurus, were trending toward an aquatic niche. Sphenodon is a burrowing and foraging reptile. the best clue to basal sphenodontid squamation comes from a tritosaur sister, Tijubina (see below).

Of course, all living lizards (squamates) have scales.
and they shed their skin in whole or in patches during ontogeny.

The tritosaur lepidosaurs are a special case,
The basal tritosaur, Tijubina, preserves rhomboid scales on the neck, large rhomboid scales on the trunk and annulated ones on the ventral side of the entire caudal region. Not far removed from Sphenodon with regard to squamation.

By contrast, a more derived tritosaur, Huehuecuetzpalli preserves tiny disassociated calcified granular scales over its dorsal neural arches. A more derived tritosaur, Macrocnemus (Renesto and Avanzini 2002), had a scale covering in the sacral and proximal caudal region.

Now things get more than interesting…
The scales of Cosesaurus (Ellenberger and DeVillalta 1974, Fig. 2) were about the size of the matrix particles in its mold, so they have not been described. However, Cosesaurus had extra dermal tissues in the form of a gular sac, a dorsal frill, fibers streaming from the posterior arm, uropatagia trailing the hind limbs and long hairs emanating from the tail. A larger sister, Kyrgyzsaurus had scales and similar extra dermal ornaments. Sharovipteryx shares these traits and accentuates the uropatagia. Longisquama shares these also but accentuates the dorsal plumes. The latter two taxa also have pycnofibers (hairs) at least surrounding the cervical series. Their sisters, the pterosaurs, accentuate the trailing arm fibers, which become fiber-embedded foldable wings. Pterosaur ‘hair’ reaches its acme in Jeholopterus, which may have used its ‘hair ball’ as a barrier to insects likewise attracted bloody patches of dinosaur skin. In certain basal pterosaurs the tail hairs coalesce to become tail vanes.

Figure 2. The basal fenestrasaur precursors of pterosaurs, including Cosesaurus, Sharovipteryx, Kyrgyzsaurus, Longisquama and a basal pterosaur.

Figure 2. The basal fenestrasaur precursors of pterosaurs, including Cosesaurus, Sharovipteryx, Kyrgyzsaurus, Longisquama and a basal pterosaur.

It is clear in fenestrasaurs that extra dermal membranes were secondary sexual traits, decorations that enhanced their chances for mating. Hairs ultimately became barriers or acted as insulation. Arm fibers ultimately became wings.

Archosauromorphs
Like the basal lepidosauromorph, Cephalerpeton, basal archosauromorphs like Eldeceeon  had ossified belly scales in V-shaped patterns, but not coalesced to form gastralia.

According to Carrool and Baird (1972) in Brouffia, “many ventral scales are present in the blocks. They are quite broad, rather than being narrowly wheat-shaped, as has been considered typical in early reptiles. A faint impression of dorsal scales is evident also, but these are too insubstantial to illustrate.”

Pelycosaurs lacked scales. They were naked. So were basal therapsids as far as the fossil record goes. Estemmenosuchus (Chudinov 1970), an herbivorous therapsid, preserves no scales, hair or hair follicles*. However, the preserved skin was well supplied with glands.

Since all living basal mammals (Fig. 3) are richly endowed with fur, that trait probably extends to the first tiny egg-laying mammals, denizens of the leaf litter. In tiny animals, so in contact with the substrate, the leaf litter and water, hair appears to have developed not only to insulate its little warm-blooded body, but also to act as a barrier to all dermal contact with the environment. Insects, like fleas, had to lose their wings to burrow past the hair to get to the skin.

Figure 2. This is Amphitherium a basal mammal.

Figure 3. This is Amphitherium a basal mammal.

In basal diapsids, the sisters of basal synapsids no dermal material has been found.

Plesiosaurs and ichthyosaurs were naked, so pachylpleurosaurs, thalattosaurs and mesosaurs were likely naked as well. A rare exceptions, the thalattosaur Vancleavea, was covered with large bony scales. Hupehsuchids had short bony plates over the neural spine tips.

For protorosaurs or proterosuchids no dermal scales have been reported.  Dorsal armor developed as large plates in the likely piscivore Doswellia, and to a less degree in Champsosaurus, Diandongosuchus, and then again to a greater degree in parasuchids, proterochampsids and chanaresuchids.

For euarchosauriformes a line of dorsal scutes also appeared on the dorsal midline of Euparkeria and many descendant taxa (except finbacks and poposaurs). The herbivorous Aeotosaurs,  Revueltosaurus and Simosuchus independently expanded their armor in similar ways. So did the carnivorous extant alligators and crocodiles and their ancestors. However basal bipedal and near-bipedal croc taxa, like Gracilisuchus do not preserve scales, other than their dorsal scutes. These may have enhanced the strength of the backbone. Otherwise, basal bipedal crocs were likely not heavily scaled, and neither were the oceanic swimmers, like Metriorhynchus.

That brings us to dinosaurs.
Kaplan (2013) reports “the overwhelming majority had scales or armor.” We’ll cover dinosaur scales and dinosaur feathers in more detail in part 3: feathers.

References
Kaplan M 2013. Feathers were the exemption rather than the rule for dinosaurs. Nature News. doi:10.1038/nature.2013.14379
Renesto S and Avanzini M 2002. Skin remains in a juvenile Macrocnemus bassanii Nopsca (Reptilia, Prolacertiformes) from the Middle Triassic of Northern Italy. Jahrbuch Geologie und Paläontologie, Abhandlung 224(1):31-48.
Carroll RL and Baird D 1972. Carboniferous Stem-Reptiles of the Family Romeriidae. Bulletin of the Museum of Comparative Zoology 143(5):321-363. online pdf
Bennett AF and Ruben JA 1986. The metabolic thermoregulatory status of therapsids. In The Ecology and Biology of Mammal-like reptiles (Hottom, Roth and Roth eds) 207-218. Smithsonian Institution Press, Washington DC
Chudinov PK 1970. Skin covering of therapsids [in Russian] In: Data on the evolution of terrestrial vertebrates (Flerov ed.) pp.45-50 Moscow: Nauka.
Dhouailly D 2009. A new scenario for the evolutionary origin of hair, feather, and avian scales. Journal of Anatomy 214:587-606.
Lecuona A and Desojo, JB 2011. Hind limb osteology of Gracilisuchus stipanicicorum(Archosauria: Pseudosuchia). Earth and Environmental Science Transactions of the Royal Society of Edinburgh 102 (2): 105–128.
Persons WC4 and Currie PF 2015. Bristles before down: A new perspective on the functional origin of feathers.Evolution (advance online publication)
DOI: 10.1111/evo.12634
http://onlinelibrary.wiley.com/doi/10.1111/evo.12634/abstract

* too bad I did not know this when I painted Estemmenosuchus with scales for the cover of a book.

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